DM
DM
Douglas Marken
28 Years of Experience
Chattanooga, TN
2 DisclosuresBroker
Douglas Marken is a registered investment advisor at Raymond James & Associates, INC., based in Chattanooga, TN, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...
Location
537 Market Street, Ste. 105, 1st & 3rd Floors, Chattanooga, TN, 37402
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2009Judgment / Lien
February 1997Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2019 - Present · 7 yrs
Raymond James & Associates, INC.
May 2019 - Present · 7 yrs
Previous Registrations
Morgan Stanley
June 2009 - May 2019 · 9 yrs 11 mos
Morgan StanleyBroker
June 2009 - May 2019 · 9 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 1997 - April 2007 · 9 yrs 10 mos
Morgan Stanley Dw INC.Broker
May 1997 - April 2007 · 9 yrs 11 mos
State Registrations14 states
COFLGAMDMTNCNYOHORSCTNTXWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.