Garrick Montenegro
Garrick Montenegro is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
299 Park Avenue, 8th,9th and 11th floor, New York, NY, 10171
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Garrick is a passive investor and officer in John Catering Corp. and John's Dryden Realty Corp., both involved in hotels, breweries, pubs, and restaurants. He is also an officer at Black Mountain Marketing Corp., providing marketing advice to restaurateurs and bar owners, and a board member of the Filipino Association of Rockland, organizing cultural events.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Wachovia Securities, LLCBroker
Prudential Securities IncorporatedBroker
Morgan Stanley Dw INC.Broker
Cibc OppenheimerBroker
Continental Broker-Dealer CORP.Broker
State Registrations29 states
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