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Anthony Smith is a registered investment advisor at Morgan Stanley, based in New York, NY, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History (3)
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Customer Dispute
April 2017Settled
Customer Dispute
March 2001Closed-No Action
Criminal
January 1988Final Disposition
Other Business Activities
Anthony works as a model for Bicoastal Fitting, a modeling agency. He spends minimal time on this activity during business hours and a few hours per week after business hours.
Employment History
Current Registrations
Morgan Stanley
April 2021 - Present · 5 yrs 1 mo
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2013 - May 2021 · 8 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1998 - May 2021 · 23 yrs 4 mos
State Registrations23 states
ARCACTFLILKYLAMAMDMEMNMTNCNHNJNYOHPARITXUTVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.