JP
CFP
JP
CFP

John Piszko

26 Years of Experience
Westfield, NJ
2 DisclosuresBroker

John Piszko is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Westfield, NJ, with 26 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

50 Cardinal Drive, Suite 101, Westfield, NJ, 07090

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2015
Denied
Customer Dispute
March 2009
Denied
Other Business Activities

John has a 20% ownership in Hub Advisors, LLC, but dedicates minimal time to it. He also owns 100% of JMP Financial Services Corp as a financial advisor, spending minimal time on it.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Wells Fargo Advisors
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - May 2023 · 14 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
April 2009 - May 2023 · 14 yrs 1 mo
Banc of America Investment Services, INC.Broker
October 2004 - April 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.
October 2004 - April 2009 · 4 yrs 6 mos
Quick & Reilly, INC.
August 2002 - October 2004 · 2 yrs 2 mos
Quick & Reilly, INC.Broker
August 2001 - October 2004 · 3 yrs 2 mos
Pruco Securities CorporationBroker
August 2000 - July 2001 · 11 mos
TD Waterhouse Investor Services, INC.Broker
March 2000 - July 2000 · 4 mos
State Registrations41 states
ALARAZCACOCTDCDEFLGAILINMAMDMEMIMNMOMTNCNDNHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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