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Stewart Ritter

42 Years of Experience
Westfield, NJ
5 DisclosuresBroker

Stewart Ritter is a registered investment advisor at Wells Fargo Advisors, based in Westfield, NJ, with 42 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Westfield, NJ

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
Customer Dispute
January 2016
Settled
Customer Dispute
December 2001
Denied
Customer Dispute
November 1998
Denied
Employment Separation After Allegations
August 1990
Other Business Activities

Stewart conducts fitness/aerobics classes at the Westfield YMCA, dedicating minimal time. Stewart also has a 33% ownership stake in Select Advisors Wealth Management, LLC, taking nearly full-time hours to manage.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLC
June 2024 - Present · 1 yr 11 mos
Wells Fargo Advisors Financial Network, LLCBroker
June 2024 - Present · 1 yr 11 mos
Wells Fargo Advisors
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2003 - June 2024 · 20 yrs 11 mos
Wells Fargo Advisors
July 2003 - June 2024 · 20 yrs 11 mos
Prudential Securities Incorporated
July 2002 - July 2003 · 1 yr
Prudential Securities IncorporatedBroker
September 2000 - July 2003 · 2 yrs 10 mos
Painewebber IncorporatedBroker
February 1995 - September 2000 · 5 yrs 7 mos
Smith Barney INC.Broker
July 1993 - February 1995 · 1 yr 7 mos
Lehman Brothers INC.Broker
December 1991 - July 1993 · 1 yr 7 mos
Josephthal Lyon & Ross IncorporatedBroker
October 1991 - November 1991 · 1 mo
Josephthal & CO., INC.Broker
August 1990 - October 1991 · 1 yr 2 mos
W.J. Nolan & Company, INC.Broker
March 1989 - October 1990 · 1 yr 7 mos
Emanuel and CompanyBroker
July 1987 - March 1989 · 1 yr 8 mos
Mclaughlin, Piven, Vogel INC.Broker
February 1987 - July 1987 · 5 mos
Oppenheimer & CO., INC.Broker
February 1986 - June 1986 · 4 mos
Mclaughlin, Piven, Vogel INC.Broker
May 1983 - February 1986 · 2 yrs 9 mos
First Investors CorporationBroker
March 1982 - July 1982 · 4 mos
State Registrations35 states
CACOCTDCDEFLGAHIIDILINKYMAMDMEMNMOMTNCNHNJNMNVNYOHPASCTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Stewart Ritter - Financial Advisor | TrueAdvisor