JT
JT

John Tarantino

45 Years of Experience
Westfield, NJ
2 DisclosuresBroker

John Tarantino is a registered investment advisor at LPL Financial LLC, based in Westfield, NJ, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

123 South Avenue East, Westfield, NJ, 07090

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2007
Denied
Customer Dispute
July 2005
Denied
Other Business Activities

John works full-time for Gladstone Wealth Partners and Fox Hill Wealth Management as an LPL business entity. He also acts in a fiduciary capacity for the Mary Metz Trust, dedicating minimal time, and owns TTG Wealth Management for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLCBroker
January 2022 - Present · 4 yrs 4 mos
LPL Financial LLC
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
February 2012 - January 2022 · 9 yrs 11 mos
Morgan Stanley
February 2012 - January 2022 · 9 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1987 - February 2012 · 24 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1981 - February 2012 · 30 yrs 11 mos
State Registrations31 states
AZCACOCTDCDEFLGAHIIDILINMAMDMEMIMNMONCNJNMNVNYOHORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Tarantino - Financial Advisor | TrueAdvisor