MC
MC
Michael Charles
23 Years of Experience
New York, NY
5 Disclosures
Michael Charles is a registered investment advisor at Amarna Capital Partners, based in New York, NY, with 23 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees may be negotiable. Qualified clients may also pay a performance fee of 5% of gains exceeding $500,000 during the calendar year.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location
200 Vesey Street, 24th Floor, New York, NY, 10281
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2020Settled
Judgment / Lien
November 2009Customer Dispute
July 2008Settled
Customer Dispute
October 2007Closed-No Action
Customer Dispute
October 2003Settled
Employment History
Current Registrations
Amarna Capital Partners
January 2024 - Present · 2 yrs 4 mos
Previous Registrations
Craft Capital Management LLCBroker
June 2022 - August 2023 · 1 yr 2 mos
Paulson Investment Company LLCBroker
June 2022 - June 2022 · 0 mos
Craft Capital Management LLCBroker
October 2020 - June 2022 · 1 yr 8 mos
Aegis Capital CORP.Broker
April 2020 - July 2020 · 3 mos
National Securities CorporationBroker
February 2016 - March 2020 · 4 yrs 1 mo
Meyers Associates, L.P.Broker
February 2014 - June 2015 · 1 yr 4 mos
Meyers Associates, L.P.Broker
January 2012 - September 2012 · 8 mos
Aegis Capital CORP.Broker
March 2010 - December 2011 · 1 yr 9 mos
Gunnallen Financial, INCBroker
June 2007 - March 2010 · 2 yrs 9 mos
Joseph Gunnar & CO. LLCBroker
November 2001 - July 2007 · 5 yrs 8 mos
UBS Painewebber INC.Broker
March 2000 - November 2001 · 1 yr 8 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.