Daniel Ladner
Daniel Ladner is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 28 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
299 Park Avenue, 8th,9th and 11th floor, New York, NY, 10171
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2025Customer Dispute
November 2008Other Business Activities
Daniel is involved with SAG-AFTRA, casting extras and principals in movies and television shows, and working as a background extra. He also owns and oversees rental properties through JDEX TECH INC, a real estate company.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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