Karen Holmes
Karen Holmes is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
20 Courthouse Square, Ste 217, Rockville, MD, 20850
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Karen is involved in several business activities, including tax preparation and bookkeeping with Holmes and Associates Accounting Services since 2002, taking about a third of her time. She also operates Holmes and Associates Financial Service as a DBA for her LPL business, dedicating nearly full-time hours, and is a business owner of Holmes and Associates Inc, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations17 states
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