Susan Herrick
Susan Herrick is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oak Brook, IL, with 24 years of industry experience. Susan is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
700 Commerce Dr Ste 201, Oak Brook, IL, 60523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC.
Kovitz Investment Group Partners, LLC
Kovitz Investment Group, LLC
Kovitz Securities, LLCBroker
Harris Associates Securities L.P.Broker
American Family Securities, LLCBroker
William Blair & Company L.L.C.Broker
Olde Discount CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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