JP
JP
Joshua Puccini
7 Years of Experience
Rosemont, IL
1 DisclosureBroker
Joshua Puccini is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Rosemont, IL, with 7 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified
Fee Structure
Investment management only (planning not offered)
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
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Location
9550 W Higgins Rd, Ste 450, Rosemont, IL, 60018
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2023Settled
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
June 2025 - Present · 11 mos
Northwestern Mutual Investment Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
June 2023 - May 2024 · 11 mos
Northwestern Mutual Investment Services,llc
June 2021 - September 2021 · 3 mos
Advised Assets Group, LLC
February 2020 - November 2020 · 9 mos
Gwfs Equities, INC.Broker
February 2020 - November 2020 · 9 mos
Northwestern Mutual Investment Services,llc
September 2019 - December 2019 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
September 2017 - December 2019 · 2 yrs 3 mos
State Registrations31 states
AKARAZCACOCTFLGAIAIDILINMAMDMEMIMNMONCNJNMNYOHPARISCTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.