Ethan Baker
Ethan Baker is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Oak Brook, IL, with 5 years of industry experience. Ethan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
700 Commerce Dr Ste 201, Oak Brook, IL, 60523
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
April 2023Other Business Activities
Ethan leads book club discussions on Zoom for Great Books Great Discussions. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Elevate Capital Advisors
Fidelity Personal and Workplace Advisors
Fidelity Brokerage Services LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.