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Michael Brodsky

28 Years of Experience
Orlando, FL
1 DisclosureBroker

Michael Brodsky is a registered investment advisor at Ameriprise Financial Services, LLC, based in Orlando, FL, with 28 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

300 S Orange Ave, Ste 750, Orlando, FL, 32801-3347

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History

Regulatory History (1)
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Customer Dispute
August 2005
Denied
Other Business Activities

Michael serves on multiple boards of directors and is also an expert witness and author. These activities are not investment-related and each takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2010 - Present · 15 yrs 8 mos
Ameriprise Financial Services, LLC
September 2010 - Present · 15 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2010 - Present · 15 yrs 8 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - September 2010 · 1 yr 3 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2010 · 1 yr 3 mos
Citigroup Global Markets INC.
December 1997 - June 2009 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
November 1997 - June 2009 · 11 yrs 7 mos
State Registrations32 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.