Paul Groeber
Paul Groeber is a registered investment advisor at LPL Financial LLC, based in Clearwater, FL, with 28 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
18167 Us Hwy19 N Ste 400, Clearwater, FL, 33764
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 2002Customer Dispute
February 2001Customer Dispute
December 1999Other Business ActivitiesSells Insurance
Paul is involved with Life Brokerage Financial Group, selling non-variable insurance products, specifically fixed life sales. This activity takes a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management Company
Nationwide Securities, LLCBroker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Dean Witter Reynolds INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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