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Mounir Ghaly

LPL Financial LLC
9 Years of Experience
Clearwater, FL
1 DisclosureBroker
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Mounir Ghaly is a registered investment advisor at LPL Financial LLC, based in Clearwater, FL, with 9 years of industry experience. Mounir is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Clearwater, FL

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2022
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Mounir is involved with Sovereign, LLC, selling software on a commission basis as a referral/reseller. This non-investment related activity requires minimal time.

Employment History
Current Registrations
LPL Financial LLC
February 2019 - Present · 7 yrs 9 mos
LPL Financial LLCBroker
February 2019 - Present · 7 yrs 9 mos
Previous Registrations
Edward Jones
November 2017 - December 2018 · 1 yr 1 mo
Edward JonesBroker
August 2017 - December 2018 · 1 yr 4 mos
Ameriprise Financial Services, INC.Broker
August 2016 - September 2016 · 1 mo
Edward JonesBroker
June 2004 - August 2004 · 2 mos
State Registrations14 states
AZCACOFLIDMAMDMONYORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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