Tori Lewis
Tori Lewis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Clearwater, FL, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Clearwater, FL
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Regulatory History (1)
Customer Dispute
March 2010Other Business ActivitiesSells Insurance
Tori operates under the DBA Upstream Investment Partners for her LPL business and is also involved with Tori Lewis & At Your Service Financial, Inc., focusing on non-variable insurance. Additionally, Tori is an artist/musician and owns multiple rental properties, while also being involved with At Your Service Tax & Accounting, Inc., dedicating nearly full-time hours to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Ing Financial Partners, INC.Broker
Ing Financial Partners, INC
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.