Tori Lewis
Tori Lewis is a CFP-designated registered investment advisor at LPL Financial LLC, based in Clearwater, FL, with 27 years of industry experience. Tori is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Clearwater, FL
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2010Other Business ActivitiesSells Insurance
Tori operates under the DBA Upstream Investment Partners for her LPL business and is also involved with Tori Lewis & At Your Service Financial, Inc., focusing on non-variable insurance. Additionally, Tori is an artist/musician and owns multiple rental properties, while also being involved with At Your Service Tax & Accounting, Inc., dedicating nearly full-time hours to this.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Ing Financial Partners, INC.Broker
Ing Financial Partners, INC
Locust Street Securities, INC.
Locust Street Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Wendy Hunt, CFPLPL Financial LLC
- Paul GroeberLPL Financial LLC
- Stephen Devlin, CFPLPL Financial LLC
- Herbert Eng, CFPLPL Financial LLC
- Mounir GhalyLPL Financial LLC
- Gary RichardsonLPL Financial LLC