Thomas Paz
Thomas Paz is a registered investment advisor at Janney Montgomery Scott LLC, based in Miami, FL, with 28 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 2.00% |
| $2.0M - $5.0M | 2.00% |
| $5.0M - $10.0M | 2.00% |
| $10.0M - $25.0M | 2.00% |
| $25M+ | 2.00% |
Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.
Fee Estimator
Location
8950 SW 74 Court, Suite 2005, Miami, FL, 33156
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2011Other Business Activities
Thomas is the Quality Assurance Chair/Membership Committee member for BNI University Chapter, dedicating minimal time. He also serves as a Chapter Success Coach for BNI (Miami Dade), spending about 10-20% of his time in this compensated role.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Edward JonesBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Abraham Horowitz, CFPJanney Montgomery Scott LLC
- Dustin Young, CFPJanney Montgomery Scott LLC
- Raymond SardinaJanney Montgomery Scott LLC
- Helen BuenoJanney Montgomery Scott LLC
- Francisco AmigoJanney Montgomery Scott LLC
- Keith Ginsburg, CFPJanney Montgomery Scott LLC