TrueAdvisor
TrueAdvisor
MJ
MJ

Maureen James

Apollon Financial, LLC
16 Years of Experience
Downers Grove, IL
Broker
View SEC Summary
View SEC Summary

Maureen James is a registered investment advisor at Apollon Financial, LLC, based in Downers Grove, IL, with 16 years of industry experience. Maureen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 1,258 clients with $1.4B in assets under management.

Apollon Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
20 advisors
Number of Clients
1,258 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$250K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fees are negotiable and range up to 3.0% annually based on factors such as relationship size, complexity, and services rendered. Additional fees may apply for specific strategies like Direct Indexing (0.10%), sub-advisors, or LPL programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2001 Butterfield Rd, Suite 1000, Downers Grove, IL, 60515

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Maureen works as a bookkeeper, dedicating a few hours per week. She also provides investment advisory services through Apollon Financial and uses Apollon Financial as a DBA for her LPL business, spending about a quarter of her time on each.

Employment History
Current Registrations
Apollon Financial, LLC
October 2022 - Present · 4 yrs
LPL Financial LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
LPL Financial LLC
April 2025 - July 2026 · 1 yr 3 mos
Highpoint Planning Partners
November 2021 - October 2022 · 11 mos
Highpoint Planning Partners
November 2016 - December 2021 · 5 yrs 1 mo
LPL Financial LLC
November 2016 - February 2017 · 3 mos
Northwestern Mutual Investment Services, LLCBroker
January 2015 - August 2015 · 7 mos
LPL Financial LLCBroker
September 2012 - December 2014 · 2 yrs 3 mos
Harris Associates Securities L.P.Broker
November 1997 - February 2000 · 2 yrs 3 mos
State Registrations23 states
AZCACOCTFLILINMAMDMEMIMNMOMTNCNMOHORPATNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Downers Grove, IL →All financial advisors in Illinois →