Adam Faust is a registered investment advisor at Deep Blue Financial LLC, based in Northbrook, IL, with 22 years of industry experience. Adam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 95 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees may be negotiable based on household size, relationship history, or account complexity.
Fee Estimator
Location
707 Skokie Blvd, Suite 600, Northbrook, IL, 60062
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Adam owns a photography business, taking photos for publishing companies, businesses, and weddings, dedicating minimal time. He also serves on the board of directors for Metropolis Performing Arts Centre, a non-profit theater, spending a few hours per week.
Employment History
Current Registrations
Deep Blue Financial LLC
Previous Registrations
Mesirow Financial Investment Management, INC.
Charles Schwab & CO., INC.
RBC Dain Rauscher INC.
UBS Painewebber INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.