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Timothy Bartholomew

Osaic Institutions, INC.
28 Years of Experience
Kingston, NY
1 DisclosureBroker
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Timothy Bartholomew is a registered investment advisor at Osaic Institutions, INC., based in Kingston, NY, with 28 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

2 Miron Lane, Kingston, NY, 12401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2008
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Osaic Institutions, INC.
July 2026 - Present · 3 mos
Osaic Institutions, INC.Broker
July 2016 - Present · 10 yrs 3 mos
Previous Registrations
Essex National Securities, LLCBroker
March 2005 - July 2016 · 11 yrs 4 mos
Uvest Financial Services Group, INC.Broker
January 2005 - March 2005 · 2 mos
Essex National Securities, INC.Broker
February 2000 - February 2005 · 5 yrs
Clinton and Hamilton, INC.Broker
January 1999 - February 2000 · 1 yr 1 mo
Nylife Securities INC.Broker
August 1998 - January 1999 · 5 mos
State Registrations9 states
AZCODEFLMDNCNJNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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