VB
VB
Vincent Batteria
28 Years of Experience
Bohemia, NY
2 DisclosuresBroker
Vincent Batteria is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
630 Johnson Ave, Suite 103, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (2)
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Customer Dispute
November 2001Denied
Customer Dispute
August 2000Closed-No Action
Employment History
Current Registrations
Wells Fargo Advisors
September 2023 - Present · 3 yrs
Wells Fargo Advisors Financial Network, LLCBroker
September 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2014 - September 2023 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - September 2023 · 20 yrs 2 mos
Prudential Securities IncorporatedBroker
September 1998 - July 2003 · 4 yrs 10 mos
Oscar Gruss & Son, IncorporatedBroker
March 1998 - August 1998 · 5 mos
Lt Lawrence & CO., INC.Broker
January 1998 - February 1998 · 1 mo
Lloyd Wade Securities INC.Broker
December 1997 - January 1998 · 1 mo
State Registrations14 states
AZCACOCTFLMAMDMONCNJNMNYPATN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.