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Michael Mooney
33 Years of Experience
Bohemia, NY
1 DisclosureBroker
Michael Mooney is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
630 Johnson Ave, Suite 103, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1998Settled
Other Business Activities
Michael has a 33.3% ownership stake in Premier Wealth Management LLC since 2019. He also co-owns rental property with his spouse.
Employment History
Current Registrations
Wells Fargo Advisors
April 2009 - Present · 17 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
Banc of America Investment Services, INC.
October 2004 - April 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2009 · 4 yrs 6 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
February 2002 - October 2004 · 2 yrs 8 mos
Dreyfus Service CorporationBroker
January 1996 - February 2002 · 6 yrs 1 mo
Seaboard Securities, INC.Broker
July 1994 - December 1995 · 1 yr 5 mos
Lew Lieberbaum & CO., INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
The Harriman Group, INC.Broker
February 1993 - August 1993 · 6 mos
State Registrations18 states
AZCAFLGAILMAMDMENCNJNYORPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.