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Michael Mooney

Wells Fargo Advisors
33 Years of Experience
Bohemia, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Michael Mooney is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

630 Johnson Ave, Suite 103, Bohemia, NY, 11716

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael has a 33.3% ownership stake in Premier Wealth Management LLC since 2019. He also co-owns rental property with his spouse.

Employment History
Current Registrations
Wells Fargo Advisors
April 2009 - Present · 17 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Banc of America Investment Services, INC.
October 2004 - April 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2009 · 4 yrs 6 mos
Quick & Reilly, INC.
November 2002 - October 2004 · 1 yr 11 mos
Quick & Reilly, INC.Broker
February 2002 - October 2004 · 2 yrs 8 mos
Dreyfus Service CorporationBroker
January 1996 - February 2002 · 6 yrs 1 mo
Seaboard Securities, INC.Broker
July 1994 - December 1995 · 1 yr 5 mos
Lew Lieberbaum & CO., INC.Broker
July 1993 - August 1994 · 1 yr 1 mo
The Harriman Group, INC.Broker
February 1993 - August 1993 · 6 mos
State Registrations18 states
AZCAFLGAILMAMDMENCNJNYORPASCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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