WL
WL
William Lai is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 33 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
630 Johnson Ave, Suite 103, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001Denied
Other Business Activities
William has a 20% ownership stake in Premier Wealth Management LLC, an investment-related firm. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
January 2022 - Present · 4 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
January 2022 - Present · 4 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2021 - January 2022 · 6 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - January 2022 · 12 yrs 11 mos
Citigroup Global Markets INC.Broker
September 1994 - March 2009 · 14 yrs 6 mos
Painewebber IncorporatedBroker
September 1992 - September 1994 · 2 yrs
State Registrations15 states
AZCACOCTFLGAMDMEMONCNJNYORPAVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.