JK
JK
James Kessler
43 Years of Experience
Bohemia, NY
2 DisclosuresBroker
James Kessler is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 43 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
630 Johnson Ave, Suite 103, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2009Settled
Customer Dispute
March 2002Denied
Other Business Activities
James owns investment-related rental property in Hilton Head, SC, since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
September 2023 - Present · 2 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2014 - September 2023 · 9 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
August 2000 - September 2023 · 23 yrs 1 mo
First Albany CorporationBroker
May 1988 - August 2000 · 12 yrs 3 mos
Painewebber IncorporatedBroker
November 1982 - May 1988 · 5 yrs 6 mos
Blinder, Robinson & Co.,inc.Broker
August 1982 - November 1982 · 3 mos
State Registrations18 states
ALAZCACOCTDEFLGAIDILNCNHNJNYPASCTNTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.