James Kessler
James Kessler is a registered investment advisor at Wells Fargo Advisors, based in Bohemia, NY, with 44 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
630 Johnson Ave, Suite 103, Bohemia, NY, 11716
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2009Customer Dispute
March 2002Other Business Activities
James owns investment-related rental property in Hilton Head, SC, since 2015. He spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
First Albany CorporationBroker
Painewebber IncorporatedBroker
Blinder, Robinson & Co.,inc.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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