Bruce Bassin
Bruce Bassin is a registered investment advisor at Bassin, Bruce, based in Thousand Oaks, CA, with 27 years of industry experience. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning, Tax Planning.
Compensation
Firm Size
IM Fee
Fee Structure
- Financial planning services are offered at an hourly rate up to $350 per hour, or a fixed fee ranging from $350 to $4,000. The final fee depends on the complexity of the client's situation.
Location
Thousand Oaks, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Bruce is a licensed insurance agent since 1998 and may devote as much as 120 hours per month to this business. He is compensated by commissions.
Employment History
Current Registrations
Bassin, Bruce
Previous Registrations
Southeast Investments, N.c., INC.Broker
Liberty Partners Capital Management, LLC
Liberty Partners Financial Services, LLCBroker
Kovack Advisors, INC.
Kovack Securities INC.Broker
Resource Horizons Investment Advisory, INC.
Resource Horizons Group LLCBroker
Financial West Group
Financial West GroupBroker
Conseco Securities, INC.Broker
Equity Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.