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Darren Marcus

Morgan Stanley
25 Years of Experience
New York, NY
Broker
View SEC Summary
View SEC Summary

Darren Marcus is a CFA-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
January 2016 - Present · 10 yrs 9 mos
Morgan StanleyBroker
January 2016 - Present · 10 yrs 9 mos
Previous Registrations
Mkm Partners LLCBroker
March 2012 - January 2016 · 3 yrs 10 mos
Ticonderoga Securities LLCBroker
May 2011 - January 2012 · 8 mos
Soleil Securities CorporationBroker
November 2008 - June 2011 · 2 yrs 7 mos
Calyon Securities (USA) INCBroker
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Calyon Securities (USA) INCBroker
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Prudential Investments LLC
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Quellos Brokerage Services, LLCBroker
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Pruco Securities CorporationBroker
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State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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