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Charles Mcmanus

Wells Fargo Advisors
27 Years of Experience
Fairfield, CT
1 DisclosureBroker
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Charles Mcmanus is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Fairfield, CT, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

1300 Post Rd, Ste 203, Fairfield, CT, 06824

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2004
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles holds 100% ownership in Lynn D-GA, LLC (rental properties), Charles.B.McManusIII LLC (Finet Practice), and Rich, McManus & Goett Group, LLC (Finet Practice). These activities require minimal time each month.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors
November 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
August 2013 - November 2023 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLC
August 2013 - November 2023 · 10 yrs 3 mos
Morgan Stanley
December 2009 - September 2013 · 3 yrs 9 mos
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.Broker
December 2000 - June 2009 · 8 yrs 6 mos
Painewebber IncorporatedBroker
April 1998 - January 2001 · 2 yrs 9 mos
State Registrations25 states
AZCACOCTDCDEFLILINMAMDMEMNNCNHNJNMNYORPARITXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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