EK
EK
Edward Kwiatkowski
27 Years of Experience
Westport, CT
2 DisclosuresBroker
Edward Kwiatkowski is a registered investment advisor at Morgan Stanley, based in Westport, CT, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
500 Post Road East, 3rd Floor, Westport, CT, 06880
Get directionsHistory
Regulatory History (2)
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Customer Dispute
September 2008Settled
Customer Dispute
April 2008Settled
Other Business Activities
Edward is a board member on the finance committee for The Shore and Country Club, a social and recreational organization. He spends a few hours per week on business development, growth, check signing, and funds disbursements.
Employment History
Current Registrations
Morgan Stanley
August 2012 - Present · 13 yrs 9 mos
Morgan StanleyBroker
August 2012 - Present · 13 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
June 1998 - September 2012 · 14 yrs 3 mos
UBS Financial Services INC.Broker
March 1998 - September 2012 · 14 yrs 6 mos
State Registrations35 states
AZCACOCTDCDEFLGAIAILMAMDMEMINCNENHNJNMNVNYOHORPARISCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.