David Osborne
David Osborne is a registered investment advisor at Sunbelt Securities, based in Houston, TX, with 26 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 6,241 clients with $2.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum fee is 2.50% of assets under management, charged monthly. Fees are negotiable.
Fee Estimator
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
Get directionsHistory
Regulatory History (2)
Criminal
June 2019Customer Dispute
December 2000Other Business Activities
David operates OA Capital as a Registered Representative under Sunbelt Securities, dedicating about a quarter of his time to this investment-related activity. He also owns DKO Investment Company LLC, an investment holding company, but spends no time on it.
Employment History
Current Registrations
Sunbelt Securities
Sunbelt Securities, INC.
Sunbelt Securities, INC.Broker
Previous Registrations
Sunbelt Securities, INC.Broker
Sunbelt Securities
Osborne Advisors, INC.
Hilltop Securities Independent Network INC.
Hilltop Securities Independent Network INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kelly ReavisSunbelt Securities
- Jack HirschmanSunbelt Securities
- John FleckensteinSunbelt Securities
- Charles Rawl, CFP, ChFCSunbelt Securities
- Raymond Miller, CFPSunbelt Securities
- Thomas ChretienSunbelt Securities