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Richard Albert

Advisory Services Network
28 Years of Experience
West Palm Beach, FL
1 DisclosureSells Insurance
View SEC Summary
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Richard Albert is a registered investment advisor at Advisory Services Network, based in West Palm Beach, FL, with 28 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 7 more. Their firm serves 12,919 clients with $11B in assets under management.

Advisory Services Network
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
251 advisors
Number of Clients
12,919 clients
Average Client Portfolio
$820K average
Assets Under Management
$10.6B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.25%
$500K - $2.0M1.75%
$2.0M - $5.0M1.50%
$5M+1.25%

All fees are negotiable at the firm's discretion. The firm also offers a floating flat rate schedule using the same percentage breakpoints applied to total account assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

700 S. Rosemary Ave, Suite 204, West Palm Beach, FL, 33401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2022
Pending
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Richard is a variable and life insurance agent since 1998. This activity requires minimal time.

Employment History
Current Registrations
Advisory Services Network
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
March 2019 - June 2021 · 2 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2019 - June 2021 · 2 yrs 4 mos
UBS Financial Services INC.
October 2012 - March 2019 · 6 yrs 5 mos
UBS Financial Services INC.Broker
October 2012 - March 2019 · 6 yrs 5 mos
Wells Fargo Advisors, LLC
July 2006 - October 2012 · 6 yrs 3 mos
Wells Fargo Advisors, LLCBroker
July 2006 - October 2012 · 6 yrs 3 mos
Morgan Stanley
May 1998 - July 2006 · 8 yrs 2 mos
Morgan Stanley Dw INC.Broker
April 1998 - July 2006 · 8 yrs 3 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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