William Moening is a CFP-designated registered investment advisor at Aegis Capital CORP., based in Austin, TX, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Rates shown are the maximums when most transaction costs are charged to the client. If transaction costs are charged to Aegis Capital Corp., the maximum rates are 3.00% on the first $250k, 2.75% on the next $750k, and 2.50% over $1M. Fees may be negotiable.
Fee Estimator
Location
Austin, TX
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
March 2025Employment Separation After Allegations
December 2023Customer Dispute
December 2022Other Business Activities
William is a board member of Mainspring Schools, a non-profit organization, since 2025. He dedicates minimal time to this activity.
Employment History
Current Registrations
Aegis Capital CORP.
Previous Registrations
Aegis Capital CORP.
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Banc of America Investment Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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