Suzan Martin-Hallahan
Suzan Martin-Hallahan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3999 Pennsylvania Ave, Dubuque, IA, 52002
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Suzan is involved with Colts Youth Organization as a booster board member, dedicating about 5% of her time. She also sells fixed insurance products, including annuities and life insurance, taking about 10-20% of her time, and works for Dupaco Credit Union and the City of Dubuque.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ifmg Securities, INC.Broker
Invest Financial CorporationBroker
Focused Investments L.L.C.Broker
State Registrations20 states
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