Terry Belken
Terry Belken is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3999 Pennsylvania Ave, Dubuque, IA, 52002
Get directionsHistory
Regulatory History (1)
Criminal
February 1992Other Business ActivitiesSells Insurance
Terry is a notary since 2017 and owns JT Real Estate, LLC, a real estate rental business, since 2018. Terry also operates under the DBA Dupaco Financial Services for his LPL business and works as a financial advisor selling non-variable insurance, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Prudential Investment Management Services LLCBroker
Prudential Retirement Brokerage Services, INC.
Prudential Retirement Brokerage Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.