Michael Osgood
Michael Osgood is a registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3255 Foothill Ct, Dubuque, IA, 52001-0840
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2017Other Business ActivitiesSells Insurance
Michael operates his LPL business through United Wealth Management, dedicating full-time hours to it. He also sells non-variable insurance through Integrity Life and Ash Brokerage, spending a few hours per week on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Visionpoint Advisory Group
Visionpoint Advisory Group
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Primevest Financial Services, INC.
Primevest Financial Services, INC.Broker
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Edward Jones
Edward JonesBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.