Bret Johnson is a registered investment advisor at LPL Financial LLC, based in Dubuque, IA, with 16 years of industry experience. Bret is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
340 W 5th St, Dubuque, IA, 52001
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2016Other Business Activities
Bret is a member of Bridgewater Advisors, Inc. and several real estate LLCs, dedicating about a quarter of his time to Bridgewater Advisors and a few hours per week to each real estate venture.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Bfc Planning, INC.
Berthel, Fisher & Company Financial Services, INC.Broker
Berthel Fisher & Company Financial Services, INC.
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Financial Services, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Cole SchmelzerLPL Financial LLC
- Suzan Martin-Hallahan, CFPLPL Financial LLC
- Michael OsgoodLPL Financial LLC
- Ericson Hilbun, CFPLPL Financial LLC
- Terry Belken, CFPLPL Financial LLC
- Nicholas Smith, CFPSteele Capital Management, INC.