RL
RL
Raymond Lee
52 Years of Experience
Houston, TX
1 DisclosureBroker
Raymond Lee is a registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 52 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 1998Settled
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
November 1994 - Present · 31 yrs 10 mos
Raymond James & Associates, INC.
November 1994 - Present · 31 yrs 10 mos
Previous Registrations
Everen Securities, INC.Broker
September 1990 - November 1994 · 4 yrs 2 mos
Lovett Underwood Neuhaus & Webb, INC.Broker
September 1988 - September 1990 · 2 yrs
Smith Barney, Harris Upham & CO., IncorporatedBroker
August 1985 - October 1988 · 3 yrs 2 mos
Sunstrand Securities Corporation, INC.Broker
March 1985 - August 1985 · 5 mos
Painewebber IncorporatedBroker
October 1983 - March 1985 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - December 1978 · 3 mos
Kidder, Peabody & CO., IncorporatedBroker
June 1978 - April 1979 · 10 mos
Kidder, Peabody & CO. IncorporatedBroker
May 1978 - April 1979 · 11 mos
White, Weld & CO. IncorporatedBroker
December 1975 - September 1978 · 2 yrs 9 mos
Shearson Hayden Stone INC.Broker
November 1974 - January 1976 · 1 yr 2 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
December 1973 - November 1983 · 9 yrs 11 mos
Shearson, Hammill & CO., IncorporatedBroker
November 1973 - November 1974 · 1 yr
State Registrations4 states
FLOKTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.