Eugene Roytman is a CFA-designated registered investment advisor at Morgan Stanley, based in New York, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
April 2023 - Present · 3 yrs 1 mo
Morgan Stanley
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
First Republic Investment Management, INC.
October 2022 - May 2023 · 7 mos
First Republic Securities Company, LLCBroker
July 2020 - May 2023 · 2 yrs 10 mos
J.P. Morgan Securities LLC
May 2016 - August 2020 · 4 yrs 3 mos
J.P. Morgan Securities LLCBroker
February 2009 - August 2020 · 11 yrs 6 mos
Citigroup Global Markets INC.Broker
November 2003 - March 2009 · 5 yrs 4 mos
Assent LLCBroker
October 2003 - January 2004 · 3 mos
Am Capital LLCBroker
April 2003 - May 2003 · 1 mo
Ndb Capital Markets, LPBroker
March 1999 - July 2002 · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.