JK
JK

John Kenney

25 Years of Experience
Tarpon Springs, FL
1 DisclosureBroker

John Kenney is a registered investment advisor, based in Tarpon Springs, FL, with 25 years of industry experience.

Location

Tarpon Springs, FL

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2006
Denied
Employment History
Current Registrations
Captrust
April 2019 - Present · 7 yrs 3 mos
Capfinancial Securities, LLC.
April 2019 - Present · 7 yrs 3 mos
Capfinancial Securities, LLC.Broker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
LPL Financial LLC
October 2018 - March 2019 · 5 mos
LPL Financial LLCBroker
October 2018 - March 2019 · 5 mos
Investment Advisors
February 2018 - August 2018 · 6 mos
Proequities, INC.Broker
January 2018 - August 2018 · 7 mos
Nationwide Securities, LLC
August 2008 - January 2018 · 9 yrs 5 mos
1717 Capital Management Company
August 2007 - August 2008 · 1 yr
1717 Capital Management CompanyBroker
November 2006 - August 2008 · 1 yr 9 mos
Nationwide Securities, LLCBroker
December 2000 - January 2018 · 17 yrs 1 mo
State Registrations2 states
FLNC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Kenney - Financial Advisor | TrueAdvisor