Anthony Charles Montanari

Prospera Financial Services, INC.

26 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Prospera Financial Services, INC.

Compensation

Commission-BasedFee-Only (AUM)Fixed/Hourly

Firm Size

275 advisors

Number of Clients

15,632 clients

Average Client Portfolio

$628K average

Assets Under Management

$9.8B

Fee Structure

Minimum Investment:None

Location

1927 S. Tryon Street, Suite 205, Charlotte, NC, 28203

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2017

Settled

View Full SEC Report How to Read Disclosures

Other Business Activities

Anthony owns rental real estate properties and is involved with several LLCs for managing expenses. These activities require minimal time commitment.

Employment History

Current Registrations

Prospera Financial Services, INC.

July 2012 - Present · 13 yrs 7 mos

Prospera Financial Services, INC.Broker

June 2012 - Present · 13 yrs 8 mos

Previous Registrations

Capital Guardian Wealth Management, LLC

February 2009 - July 2012 · 3 yrs 5 mos

Capital Guardian, LLCBroker

February 2009 - July 2012 · 3 yrs 5 mos

Citigroup Global Markets INC.Broker

February 2003 - February 2009 · 6 yrs

Citigroup Global Markets INC.

February 2003 - February 2009 · 6 yrs

Prudential Securities Incorporated

December 2001 - March 2003 · 1 yr 3 mos

Prudential Securities IncorporatedBroker

December 1998 - March 2003 · 4 yrs 3 mos

State Registrations18 states

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AdvisorBrokerBoth

Exams

No exam information available for this advisor.