JM
CFP
JM
CFP
Jesse Maltzman is a CFP-designated registered investment advisor at Mariner Wealth, based in New York, NY, with 25 years of industry experience. Jesse operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 44,528 clients with $99B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
912 advisors
Number of Clients
44,528 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$98.6B
Fee Structure
Minimum Investment:$100K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$7,500
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Quarterly minimum fee of $1,875. All fee arrangements are subject to negotiation.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1500 Broadway, 27th Floor, New York, NY, 10036
Get directionsHistory
Regulatory History (3)
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Customer Dispute
September 2008Settled
Customer Dispute
March 2008Settled
Customer Dispute
March 2008Settled
Employment History
Current Registrations
Mariner Wealth
July 2022 - Present · 4 yrs
Previous Registrations
Bridgeway Wealth Partners, LLC
October 2021 - July 2022 · 9 mos
Aegis Capital CORP.Broker
December 2019 - October 2020 · 10 mos
Aegis Capital CORP.
December 2019 - October 2020 · 10 mos
Fidelity Personal and Workplace Advisors
July 2018 - November 2019 · 1 yr 4 mos
Strategic Advisers LLC
April 2013 - July 2018 · 5 yrs 3 mos
Fidelity Brokerage Services LLCBroker
June 2011 - November 2019 · 8 yrs 5 mos
Nylife Securities LLCBroker
March 2008 - May 2011 · 3 yrs 2 mos
Hsbc Securities (USA) INC.
November 2006 - February 2008 · 1 yr 3 mos
Hsbc Securities (USA) INC.Broker
January 2005 - February 2008 · 3 yrs 1 mo
Hsbc Brokerage (USA) INC.Broker
April 2004 - January 2005 · 9 mos
Brokerageamerica, LLCBroker
April 2002 - September 2003 · 1 yr 5 mos
Brokerageamerica, INCBroker
May 2001 - April 2002 · 11 mos
Knight Securities, L.P.Broker
March 1999 - May 2001 · 2 yrs 2 mos
State Registrations1 state
NY
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.