Sean Marchetti
Sean Marchetti is a registered investment advisor at Summit Financial, LLC, based in West Warwick, RI, with 27 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
1350 Division Rd, Suite 200, West Warwick, RI, 02893
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Regulatory History (1)
Employment Separation After Allegations
June 2009Other Business Activities
Sean works for Patriot Financial Group providing investment advisory services since 2020, dedicating full-time hours. He also works for Ivy Wealth Advisors as a DBA for financial services since 2013, spending about 10-20% of his time.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Summit Financial, LLC
Cetera Financial Specialists LLCBroker
Securities America, INC.Broker
The Patriot Financial Group, LLC
LPL Financial LLC
LPL Financial LLCBroker
Ameriprise Advisor Services, INC.
Ameriprise Advisor Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.