Bryan Beau
Bryan Beau is a registered investment advisor at Summit Financial, LLC, based in West Warwick, RI, with 4 years of industry experience. Bryan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 9,865 clients with $15B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.
Location
1350 Division Road, Suite 200, West Warwick, RI, 02892
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Regulatory History (2)
Financial
April 2023Financial
February 2022Other Business ActivitiesSells Insurance
Bryan is involved in several outside business activities. These include serving as Chairman of the Richmond Economic Development Commission, working as a Financial Professional for Ivy Wealth Management (offering investments and insurance), working as an Investment Advisory Representative for The Patriot Financial Group, LLC, working as an Insurance Agent for Combined Insurance by Chubb, helping a jam company, and being an associate member of the RI Brewers Guild. Bryan dedicates nearly full-time hours to Ivy Wealth Management and The Patriot Financial Group, LLC, a few hours per week to the Richmond Economic Development Commission and Combined Insurance by Chubb, and minimal time to the jam company and RI Brewers Guild.
Employment History
Current Registrations
Summit Financial, LLC
Previous Registrations
Summit Financial, LLC
The Patriot Financial Group, LLC
Cetera Financial Specialists LLCBroker
Equitable Advisors, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.