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Paul Mulvihill

27 Years of Experience
Garden City, NY
1 DisclosureBroker

Paul Mulvihill is a registered investment advisor at Morgan Stanley, based in Garden City, NY, with 27 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006
Denied
Employment History
Current Registrations
Morgan Stanley
September 2022 - Present · 4 yrs 1 mo
Morgan StanleyBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
January 2009 - November 2022 · 13 yrs 10 mos
UBS Financial Services INC.Broker
January 2009 - November 2022 · 13 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 1999 - January 2009 · 10 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - January 2009 · 10 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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