John Oettinger
John Oettinger is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5870 Hubbard Drive, Rockville, MD, 20852
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is a 34% owner of Vintage Insurance Partners, an insurance agency, and also works as an insurance agent for Medicare PhD. He dedicates a few hours per week to these insurance-related activities, and nearly full-time to Vintage Financial Partners, a DBA for his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Partners, LTD
Stratos Wealth Partners, LTD
LPL Financial LLC
Linsco/private Ledger CORP.Broker
Linsco/private Ledger CORP.
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.