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JO
CFP
JO
CFP

John Oettinger

LPL Financial LLC
27 Years of Experience
Rockville, MD
BrokerSells Insurance
View SEC Summary
View SEC Summary

John Oettinger is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rockville, MD, with 27 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5870 Hubbard Drive, Rockville, MD, 20852

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

John is a 34% owner of Vintage Insurance Partners, an insurance agency, and also works as an insurance agent for Medicare PhD. He dedicates a few hours per week to these insurance-related activities, and nearly full-time to Vintage Financial Partners, a DBA for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
October 2007 - Present · 19 yrs
Previous Registrations
Stratos Wealth Partners, LTD
February 2016 - June 2021 · 5 yrs 4 mos
Stratos Wealth Partners, LTD
February 2016 - February 2016 · 0 mos
LPL Financial LLC
October 2007 - December 2016 · 9 yrs 2 mos
Linsco/private Ledger CORP.Broker
September 2007 - October 2007 · 1 mo
Linsco/private Ledger CORP.
September 2007 - October 2007 · 1 mo
Uvest Financial Services Group, INC.
January 2003 - October 2007 · 4 yrs 9 mos
Uvest Financial Services Group, INC.Broker
January 2003 - October 2007 · 4 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1999 - January 2003 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1998 - January 2003 · 4 yrs 3 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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