Walter Fortney
Walter Fortney is a registered investment advisor at UBS Financial Services INC., based in Houston, TX, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
750 Town and Country Blvd, Suite 400, Houston, TX, 77024
Get directionsHistory
Regulatory History (5)
Employment Separation After Allegations
January 2012Customer Dispute
January 2011Customer Dispute
May 2008Customer Dispute
May 2008Customer Dispute
February 2003Other Business Activities
Walter co-owns rental property, private equity, SGF Partners LLC (real estate), and HFW Energy Partners LLC (private investment). He dedicates minimal time to these activities.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.