KK
KK
Karen Keusayan
27 Years of Experience
Los Angeles, CA
1 DisclosureBroker
Karen Keusayan is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008Settled
Other Business Activities
Karen owns and manages multiple rental properties in West Hollywood, Los Angeles, and Jackson, Wyoming. She also serves as a personal representative and fiduciary for her cousin's trust.
Employment History
Current Registrations
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Clearing Services, LLC
January 2011 - July 2021 · 10 yrs 6 mos
Wells Fargo Investments, LLC
July 2001 - January 2011 · 9 yrs 6 mos
Wells Fargo Investments, LLCBroker
June 2001 - January 2011 · 9 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1998 - June 2001 · 2 yrs 6 mos
State Registrations26 states
ALAZCACODCDEFLGAHIILMAMSMTNCNVNYOHOKORSCTNTXUTVTWAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.