TrueAdvisor
TrueAdvisor
CG
CFP
CG
CFP

Chad Guerrero

Northwestern Mutual Investment Services,llc
20 Years of Experience
Milwaukee, WI
Broker
View SEC Summary
View SEC Summary

Chad Guerrero is a CFP-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 20 years of industry experience. Chad is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.

Northwestern Mutual Investment Services,llc
Compensation
Fixed/Hourly
Firm Size
2138 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

720 E Wisconsin Ave, Milwaukee, WI, 53202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Chad is a 49% co-owner of SWAG Interiors & Flooring, LLC, which provides interior design selections for custom home builders. He spends minimal time assisting with furniture installation and flooring delivery on his days off or after work.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
July 2018 - Present · 8 yrs 3 mos
Northwestern Mutual Investment Services, LLC
July 2018 - Present · 8 yrs 3 mos
Northwestern Mutual Investment Services, LLCBroker
July 2018 - Present · 8 yrs 3 mos
Previous Registrations
USAA Investment Management CompanyBroker
September 2017 - January 2018 · 4 mos
USAA Investment Management Company
September 2017 - January 2018 · 4 mos
USAA Financial Planning Services
January 2010 - September 2015 · 5 yrs 8 mos
USAA Financial Advisors, INC.Broker
May 2009 - September 2015 · 6 yrs 4 mos
USAA Investment Management CompanyBroker
March 1999 - December 2004 · 5 yrs 9 mos
Metlife Securities INC.Broker
December 1998 - February 1999 · 2 mos
Metropolitan Life Insurance CompanyBroker
December 1998 - February 1999 · 2 mos
State Registrations14 states
CAHIIAMIMNMOMTNDORSDTXVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Milwaukee, WI →All financial advisors in Wisconsin →