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Kelly Caviezel

Lighthouse Wealth Strategies, LLC
27 Years of Experience
Gig Harbor, WA
View SEC Summary
View SEC Summary

Kelly Caviezel is a registered investment advisor at Lighthouse Wealth Strategies, LLC, based in Gig Harbor, WA, with 27 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 866 clients with $840M in assets under management.

Lighthouse Wealth Strategies, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
866 clients
Average Client Portfolio
$975K average
Assets Under Management
$844.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 0.00% to 2.00% depending on asset value, complexity, and administration level. Fees are negotiable and household accounts may be combined.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3312 Rosedale St, Suite 201, Gig Harbor, WA, 98335

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kelly is a partial owner of RCW LLC, a real estate building, with family members and clients as partners. Kelly is self-employed and uses Caviezel Wealth Management to pay business expenses, while Lighthouse Wealth Strategies is a marketing brand.

Employment History
Current Registrations
Lighthouse Wealth Strategies, LLC
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
November 2017 - September 2022 · 4 yrs 10 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2017 - September 2022 · 4 yrs 10 mos
UBS Financial Services INC.Broker
December 2008 - December 2017 · 9 yrs
UBS Financial Services INC.
December 2008 - December 2017 · 9 yrs
Morgan Stanley & CO. Incorporated
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - December 2008 · 1 yr 8 mos
Morgan Stanley
August 1999 - April 2007 · 7 yrs 8 mos
Morgan Stanley Dw INC.Broker
December 1998 - April 2007 · 8 yrs 4 mos
State Registrations7 states
AKAZCANVORSCWA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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