Aaron Gordon
Aaron Gordon is a CFP-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11333 N Scottsdale Rd Ste 295, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2009Customer Dispute
March 2008Other Business ActivitiesSells Insurance
Aaron is involved in several business activities, including a DBA for his LPL business, business entities for tax/investment purposes, and ownership in Watermark Estate Planners, LLC and Watermark Tax Strategies. He also engages in non-variable insurance activities.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
Sii Investments, INC.
Sii Investments, INC.Broker
New England SecuritiesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.