Dagmara Frankowska is a registered investment advisor, based in New York, NY, with 20 years of industry experience.
Location
601 Lexington Avenue, 57th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Dagmara is the Chief Compliance Officer and an Investment Advisor Representative at Sageview Advisory Group, a Registered Investment Advisor, since June 2024. This requires full-time commitment.
Employment History
Current Registrations
Btg Pactual US Capital, LLCBroker
December 2025 - Present · 5 mos
Btg Pactual Asset Management US , LLC
December 2025 - Present · 5 mos
Previous Registrations
Sageview Advisory Group, LLC
August 2024 - December 2025 · 1 yr 4 mos
Sageview Private Client Group, LLC
August 2024 - December 2025 · 1 yr 4 mos
Cetera Wealth Services, LLCBroker
August 2024 - December 2025 · 1 yr 4 mos
Fsc Securities Corporation
July 2021 - November 2023 · 2 yrs 4 mos
Sagepoint Financial, INC.
July 2021 - September 2023 · 2 yrs 2 mos
Fsc Securities CorporationBroker
May 2021 - November 2023 · 2 yrs 6 mos
Sagepoint Financial, INC.Broker
May 2021 - September 2023 · 2 yrs 4 mos
Osaic Wealth, INC.
December 2020 - May 2024 · 3 yrs 5 mos
Osaic Wealth, INC.Broker
December 2020 - May 2024 · 3 yrs 5 mos
Woodbury Financial Services, INC.
December 2020 - January 2024 · 3 yrs 1 mo
Woodbury Financial Services, INC.Broker
December 2020 - January 2024 · 3 yrs 1 mo
Investment Advisors
June 2017 - November 2020 · 3 yrs 5 mos
Proequities, INC.Broker
June 2017 - November 2020 · 3 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2017 - June 2017 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2016 - June 2017 · 6 mos
Deutsche Bank Securities INC.Broker
November 2011 - February 2016 · 4 yrs 3 mos
Deutsche Bank Securities INC.
November 2011 - February 2016 · 4 yrs 3 mos
Sws Financial Services, INC.
June 2010 - July 2011 · 1 yr 1 mo
Sws Financial Services, INC.Broker
June 2010 - July 2011 · 1 yr 1 mo
Southwest Securities, INC.Broker
February 2009 - July 2011 · 2 yrs 5 mos
Southwest Securities, INC.
January 2009 - July 2011 · 2 yrs 6 mos
Snider Advisors
July 2008 - January 2009 · 6 mos
Commonwealth Financial NetworkBroker
August 2006 - July 2007 · 11 mos
Signator Investors, INC.Broker
September 2004 - March 2006 · 1 yr 6 mos
Putnam Retail Management Limited PartnershipBroker
January 2004 - August 2004 · 7 mos
Dreyfus Service CorporationBroker
May 2001 - February 2002 · 9 mos
Brown & Company Securities CorporationBroker
March 2000 - November 2000 · 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.